Regulation
Rule Filings
Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
Pending Rule Changes:
- File number:SR-BATS-2010-002
- Date filed:February 2, 2010
- Description:
BATS is proposing to offer certain new BATS Exchange data products to Members of the Exchange and other market data recipients.
- File number:SR-BATS-2009-032
- Date filed:December 18, 2009
- Description:
BATS is proposing to impose fees for physical ports used to connect to the Exchange's systems if any Member or non-Member wishes to obtain more than 4 physical ports at either of the Exchange's data center sites.
Approved and Immediately Effective Rule Changes:
- File number:SR-BATS-2010-001
- Date filed:January 29, 2010
- Description:
Amendments to Fee Schedule for BATS Exchange.