Environment=PROD|Report Date=2016-02-05|Record Count=73 Symbol|Issue Name|Issue Type|Currency|Outstanding Shares|Test Symbol|Market Category|First Date Traded|IPO Flag|Expiration Date|Separation Date|When Issued Flag|When Distributed Flag|Round Lot Quantity|Notes ALTS|ProShares Morningstar Alternatives Solution ETF|Index Fund Shares|USD|690000|N|Tier 1|2015-12-15|N|||N|N|100| CEMB|iShares Emerging Markets Corporate Bond ETF|Index Fund Shares|USD|500000|N|Tier 1|2012-04-19|Y|||N|N|100| CSM|ProShares Large Cap Core Plus|Index Fund Shares|USD|7475000|N|Tier 1|2015-12-15|N|||N|N|100| DDEZ|WisdomTree Dynamic Currency Hedged Europe Equity Fund|Index Fund Shares|USD|100004|N|Tier 1|2016-01-07|Y|||N|N|100| DDJP|WisdomTree Dynamic Currency Hedged Japan Equity Fund|Index Fund Shares|USD|100004|N|Tier 1|2016-01-07|Y|||N|N|100| DDLS|WisdomTree Dynamic Currency Hedged International SmallCap Equity Fund|Index Fund Shares|USD|100004|N|Tier 1|2016-01-07|Y|||N|N|100| DDWM|WisdomTree Dynamic Currency Hedged International Equity Fund|Index Fund Shares|USD|350004|N|Tier 1|2016-01-07|Y|||N|N|100| DEFA|iShares Adaptive Currency Hedged MSCI EAFE ETF|Index Fund Shares|USD|100000|N|Tier 1|2016-01-07|Y|||N|N|100| DEWJ|iShares Adaptive Currency Hedged MSCI Japan ETF|Index Fund Shares|USD|100000|N|Tier 1|2016-01-07|Y|||N|N|100| DEZU|iShares Adaptive Currency Hedged MSCI Eurozone ETF|Index Fund Shares|USD|100000|N|Tier 1|2016-01-07|Y|||N|N|100| DFND|Reality Shares DIVCON Dividend Defender ETF|Index Fund Shares|USD|100000|N|Tier 1|2016-01-14|Y|||N|N|100| DYB|WisdomTree Dynamic Bearish U.S. Equity Fund|Index Fund Shares|USD|400004|N|Tier 1|2015-12-23|Y|||N|N|100| DYLS|WisdomTree Dynamic Long/Short U.S. Equity Fund|Index Fund Shares|USD|150004|N|Tier 1|2015-12-23|Y|||N|N|100| EDEN|iShares MSCI Denmark Capped ETF|Index Fund Shares|USD|1550000|N|Tier 1|2012-01-26|Y|||N|N|100| EFNL|iShares MSCI Finland Capped ETF|Index Fund Shares|USD|750000|N|Tier 1|2012-01-26|Y|||N|N|100| ELKU|Elkhorn FTSE RAFI U.S. Equity Income ETF|Index Fund Shares|USD|50000|N|Tier 1|2015-12-10|Y|||N|N|100| EMDV|ProShares MSCI Emerging Markets Dividend Growers ETF|Index Fund Shares|USD|100000|N|Tier 1|2016-01-27|Y|||N|N|100| EMGF|iShares FactorSelect MSCI Emerging ETF|Index Fund Shares|USD|100000|N|Tier 1|2015-12-10|Y|||N|N|100| EMHY|iShares Emerging Markets High Yield Bond ETF|Index Fund Shares|USD|1100000|N|Tier 1|2012-04-03|Y|||N|N|100| EMHZ|iShares MSCI Emerging Markets Horizon ETF|Index Fund Shares|USD|50000|N|Tier 1|2014-10-16|Y|||N|N|100| EMSD|WisdomTree Strong Dollar Emerging Markets Equity Fund |Index Fund Shares|USD|100004|N|Tier 1|2015-10-29|Y|||N|N|100| EMSH|ProShares Short Term USD Emerging Markets Bond ETF|Index Fund Shares|USD|50000|N|Tier 1|2013-11-21|Y|||N|N|100| ENOR|iShares MSCI Norway Capped ETF|Index Fund Shares|USD|1000000|N|Tier 1|2012-01-24|Y|||N|N|100| EWGS|iShares MSCI Germany Small-Cap ETF|Index Fund Shares|USD|650000|N|Tier 1|2012-01-26|Y|||N|N|100| EWUS|iShares MSCI United Kingdom Small-Cap ETF|Index Fund Shares|USD|400000|N|Tier 1|2012-01-26|Y|||N|N|100| EZR|WisdomTree Europe Local Recovery Fund |Index Fund Shares|USD|150004|N|Tier 1|2015-10-29|Y|||N|N|100| EZU|iShares MSCI Eurozone ETF|Index Fund Shares|USD|420600000|N|Tier 1|2016-02-02|N|||N|N|100| GARD|Reality Shares DIVCON Dividend Guard ETF|Index Fund Shares|USD|100000|N|Tier 1|2016-01-14|Y|||N|N|100| GHYG|iShares Global High Yield Corporate Bond ETF|Index Fund Shares|USD|1900000|N|Tier 1|2012-04-05|Y|||N|N|100| GSD|WisdomTree Global SmallCap Dividend Fund|Index Fund Shares|USD|1400004|N|Tier 1|2015-11-12|Y|||N|N|100| HACV|iShares Currency Hedged MSCI ACWI Minimum Volatility ETF|Index Fund Shares|USD|100000|N|Tier 1|2015-11-02|Y|||N|N|100| HDRW|WisdomTree Global ex-U.S. Hedged Real Estate Fund |Index Fund Shares|USD|100004|N|Tier 1|2015-10-29|Y|||N|N|100| HEFV|iShares Currency Hedged MSCI EAFE Minimum Volatility ETF |Index Fund Shares|USD|150000|N|Tier 1|2015-11-02|Y|||N|N|100| HEMV|iShares Currency Hedged MSCI EM Minimum Volatility ETF|Index Fund Shares|USD|100000|N|Tier 1|2015-11-02|Y|||N|N|100| HEUS|iShares Currency Hedged MSCI Europe Small-Cap ETF|Index Fund Shares|USD|100000|N|Tier 1|2015-11-02|Y|||N|N|100| HEUV|iShares Currency Hedged MSCI Europe Minimum Volatility ETF |Index Fund Shares|USD|100000|N|Tier 1|2015-11-02|Y|||N|N|100| HGSD|WisdomTree Global Hedged SmallCap Dividend Fund|Index Fund Shares|USD|1700005|N|Tier 1|2015-11-19|Y|||N|N|100| HYHG|ProShares High Yield-Interest Rate Hedged ETF|Index Fund Shares|USD|1350000|N|Tier 1|2013-05-23|Y|||N|N|100| HYXU|iShares International High Yield Bond ETF|Index Fund Shares|USD|3200000|N|Tier 1|2012-04-03|Y|||N|N|100| IAGG|iShares Core International Aggregate Bond Fund|Index Fund Shares|USD|3450000|N|Tier 1|2015-11-12|Y|||N|N|100| ICSH|iShares Ultra Short-Term Bond ETF|Managed Fund Shares|USD|50000|N|Tier 1|2013-12-13|Y|||N|N|100| ICVT|iShares Convertible Bond ETF|Index Fund Shares|USD|400000|N|Tier 1|2015-06-04|Y|||N|N|100| IGHG|ProShares Investment Grade-Interest Rate Hedged|Index Fund Shares|USD|1875000|N|Tier 1|2013-11-07|Y|||N|N|100| IMOM|MomentumShares International Quantitative Momentum ETF|Managed Fund Shares|USD|300000|N|Tier 1|2015-12-23|Y|||N|N|100| INC|iShares U.S. Fixed Income Balanced Risk ETF|Managed Fund Shares|USD|750000|N|Tier 1|2015-02-26|Y|||N|N|100| INDA|iShares MSCI India ETF|Index Fund Shares|USD|124250000|N|Tier 1|2012-02-03|Y|||N|N|100| IVAL|ValueShares International Quantitative Value ETF|Managed Fund Shares|USD|1000000|N|Tier 1|2014-12-17|Y|||N|N|100| IYLD|iShares Morningstar Multi-Asset Income ETF|Index Fund Shares|USD|9450000|N|Tier 1|2012-04-05|Y|||N|N|100| KEMP|KraneShares FTSE Emerging Markets Plus ETF|Index Fund Shares|USD|100000|N|Tier 1|2015-02-13|Y|||N|N|100| LEAD|Reality Shares DIVCON Leaders Dividend ETF|Index Fund Shares|USD|150000|N|Tier 1|2016-01-06|Y|||N|N|100| MEAR|iShares Short Maturity Municipal Bond ETF|Managed Fund Shares|USD|600000|N|Tier 1|2015-03-05|Y|||N|N|100| MRGR|ProShares Merger ETF|Index Fund Shares|USD|225000|N|Tier 1|2012-12-13|Y|||N|N|100| NEAR|iShares Short Maturity Bond ETF|Managed Fund Shares|USD|44800000|N|Tier 1|2013-09-26|Y|||N|N|100| PAEU|Pacer Autopilot Hedged European Index ETF|Index Fund Shares|USD|100000|N|Tier 1|2015-12-15|Y|||N|N|100| PEX|ProShares Global Listed Private Equity ETF|Index Fund Shares|USD|300000|N|Tier 1|2013-02-28|Y|||N|N|100| PTEU|Pacer TrendpilotTM European Index ETF|Index Fund Shares|USD|650000|N|Tier 1|2015-12-15|Y|||N|N|100| PTLC|Pacer Trendpilot 750 ETF|Index Fund Shares|USD|15400000|N|Tier 1|2015-06-12|Y|||N|N|100| PTMC|Pacer Trendpilot 450 ETF|Index Fund Shares|USD|5300000|N|Tier 1|2015-06-12|Y|||N|N|100| PTNQ|Pacer Trendpilot 100 ETF|Index Fund Shares|USD|3200000|N|Tier 1|2015-06-12|Y|||N|N|100| QLTB|iShares Baa - Ba Rated Corporate Bond ETF|Index Fund Shares|USD|750000|N|Tier 1|2012-04-26|Y|||N|N|100| QLTC|iShares B - Ca Rated Corporate Bond ETF|Index Fund Shares|USD|250000|N|Tier 1|2012-04-26|Y|||N|N|100| QMOM|MomentumShares U.S. Quantitative Momentum ETF|Managed Fund Shares|USD|450000|N|Tier 1|2015-12-02|Y|||N|N|100| QVAL|ValueShares U.S. Quantitative Value ETF|Managed Fund Shares|USD|1800000|N|Tier 1|2014-10-22|Y|||N|N|100| REGL|ProShares S&P MidCap 400 Dividend Aristocrats ETF|Index Fund Shares|USD|450000|N|Tier 1|2015-12-15|N|||N|N|100| SMDV|ProShares Russell 2000 Dividend Growers ETF|Index Fund Shares|USD|675000|N|Tier 1|2015-12-15|N|||N|N|100| SMIN|iShares MSCI India Small-Cap ETF|Index Fund Shares|USD|2150000|N|Tier 1|2012-02-09|Y|||N|N|100| TYTE|ProShares CDS North American HY Credit ETF|Managed Fund Shares|USD|50000|N|Tier 1|2014-08-07|Y|||N|N|100| WYDE|ProShares CDS Short North American HY Credit ETF|Managed Fund Shares|USD|100000|N|Tier 1|2014-08-07|Y|||N|N|100| ZBZX|BATS Listing Test|Primary Equity|USD|0|Y|Tier 1|2012-03-22|Y|||N|N|100| ZTEST|BATS Test|Primary Equity|USD|0|Y|Tier 1|2016-02-05|Y|||N|N|100| ZTST|BATS Test 2|Primary Equity|USD|0|Y|Tier 1|2015-10-17|Y|||N|N|100|