BATS Fee Schedule Alerts http://www.batstrading.com/alerts/fee_schedule/ Issues affecting the current trading session en-us Wed, 16 May 2012 23:19:36 EDT Copyright 2012 BATS Exchange Fee Schedule 1 0 1 2 3 4 5 19 20 21 22 23 Saturday Sunday http://www.batstrading.com/_img/logos/bats_logo_rss.jpg BATS Fee Schedule Alerts http://www.batstrading.com/alerts/fee_schedule/ BATS BZX Exchange Updates Fee Schedule Effective May 14, 2012 Effective May 14, 2012, updates to BATS BZX Exchange fee schedule will reflect changes to Multicast PITCH SPIN server ports resulting from expansion to 32 matching engines. Fees remain unchanged as a result of this upgrade. Click the title for more information http://www.batstrading.com/resources/fee_schedule/2012/BATS-BZX-Exchange-Updates-Fee-Schedule-Effective-May-14-2012.pdf http://www.batstrading.com/resources/fee_schedule/2012/BATS-BZX-Exchange-Updates-Fee-Schedule-Effective-May-14-2012.pdf Fri, 11 May 2012 00:00:00 Regulatory Transaction Fee Rate Adjustment per SEC Section 31 Rate Change Effective Sunday, April 1, 2012 This Circular is being issued to inform you that in Fee Rate Advisory #6 for Fiscal Year 2012, the SEC announced that effective Sunday, April 1, 2012 the Section 31 transaction fee rate applicable to securities transactions on the exchanges and over-the-counter markets will increase to $22.40 per million dollars. Until that date, the current rate of $18.00 per million dollars will remain in effect. Please click on the title for complete details. http://www.batstrading.com/resources/fee_schedule/2012/Regulatory-Transaction-Fee-Rate-Adjustment-per-SEC-Section-31-Rate-Change-Effective-Sunday-April-1-2012.pdf http://www.batstrading.com/resources/fee_schedule/2012/Regulatory-Transaction-Fee-Rate-Adjustment-per-SEC-Section-31-Rate-Change-Effective-Sunday-April-1-2012.pdf Tue, 06 Mar 2012 00:00:00 BATS February 2012 Equities Market Update In this edition of the BATS Market Update: 1. BATS Competitive Liquidity Provider Program (CLP) Making Markets Better in BATS-listed names through open competition2. BATS Chi-X Europe Integration Update3. 2012 The Year of Key Market Structure Changes For complete details, please click on the title. http://www.batstrading.com/resources/fee_schedule/2012/BATS-February-2012-US-Equities-Market-Update.pdf http://www.batstrading.com/resources/fee_schedule/2012/BATS-February-2012-US-Equities-Market-Update.pdf Fri, 02 Mar 2012 00:00:00 BATS February 2012 Options Market Update In this February 2012 edition of the BATS Options Market Update: 1. Options Market Update2. TCV Rather Than Fixed Tiers3. Grow With Us4. BATS Listings For complete details, please click on the title. http://www.batstrading.com/resources/fee_schedule/2012/BATS-February-2012-US-Market-Update.pdf http://www.batstrading.com/resources/fee_schedule/2012/BATS-February-2012-US-Market-Update.pdf Fri, 10 Feb 2012 00:00:00 BATS Announces Primary Listings Pricing and Competitive Liquidity Provider (CLP) Program BATS is pleased to introduce free listings on its BZX Exchange for companies whose stock or Exchange Traded Product (ETP) trades more than two million shares per day on a consolidated basis. All BATS listing fees are flat and not based on a companys shares outstanding. BATS also does not charge for the listing of additional shares. Additionally, BATS is pleased to announce the BZX Exchange has now received SEC Approval for its unique Competitive Liquidity Provider (CLP) program. This program allows BZX Exchange registered Market Makers to compete for a daily, monetary reward based on their time and quoted size at the NBBO in BATS-listed securities. The CLP program particularly benefits small and mid-cap companies that are often challenged by a lack of liquidity in their stock. For complete details related to BATS Primary Listings Pricing and the CLP program, please click the title. http://www.batstrading.com/resources/fee_schedule/2012/BATS-Announces-Primary-Listings-Pricing-and-Competitive-Liquidity-Provider-CLP-Program.pdf http://www.batstrading.com/resources/fee_schedule/2012/BATS-Announces-Primary-Listings-Pricing-and-Competitive-Liquidity-Provider-CLP-Program.pdf Thu, 09 Feb 2012 00:00:00 Regulatory Transaction Fee Rate Adjustment per SEC Section 31 Rate Change Effective Tuesday, February 21, 2012 This Circular is being issued to inform you that in Fee Rate Advisory #5 for Fiscal Year 2012, the SEC announced that effective Tuesday, February 21, 2012 the Section 31 transaction fee rate applicable to securities transactions on the exchanges and over-the-counter markets will decrease to $18.00 per million dollars. Until that date, the current rate of $19.20 per million dollars will remain in effect. For complete details please click on the title. http://www.batstrading.com/resources/fee_schedule/2012/Regulatory-Transaction-Fee-Rate-Adjustment-per-SEC-Section-31-Rate-Change-Effective-Tuesday-February-21-2012.pdf http://www.batstrading.com/resources/fee_schedule/2012/Regulatory-Transaction-Fee-Rate-Adjustment-per-SEC-Section-31-Rate-Change-Effective-Tuesday-February-21-2012.pdf Fri, 27 Jan 2012 00:00:00 BATS BZX Exchange Auction Pricing for Exchange Listed Securities Effective January 24, 2012 BATS BZX Exchange has updated Auction pricing for Exchange Listed Securities. Click the title for more information. http://www.batstrading.com/resources/fee_schedule/2012/BATS-BZX-Exchange-Auction-Pricing-for-Exchange-Listed-Securities-Update-Effective-January-24-2012-.pdf http://www.batstrading.com/resources/fee_schedule/2012/BATS-BZX-Exchange-Auction-Pricing-for-Exchange-Listed-Securities-Update-Effective-January-24-2012-.pdf Mon, 23 Jan 2012 00:00:00